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Asset Management & Investment Funds Update – November 2024
November 2024 updates across sustainable finance, UK distribution, ELTIFs regulatory technical st...
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MiFID II Marketing Communications Requirements – Dear CEO Letter – Key Themes 2
William Fry's Financial Regulation team examines key themes highlighted by the Central Bank in it...
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MiFID II Marketing Communications Requirements – Dear CEO Letter – Key Themes 1
William Fry's Financial Regulation team examines key themes highlighted by the Central Bank in it...
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MiFID II Marketing Communications Requirements – Dear CEO Letter – Required Actions
William Fry's Financial Regulation team looks at the background to and actions arising from a Cen...
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Article and Insights
Authorisation as a MiFID Investment Firm in Ireland
In our attached briefing, we break down the revised MiFID authorisation process and outline the s...
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Article and Insights
White Collar Crime & Investigations Spring 2021 Briefing
In our Spring 2021 briefing, our White Collar Crime & Investigations team have collated recent do...
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Article and Insights
Investment Firms: CBI Consultation on Competent Authority Discretions in the IFD/IFR
The Investment Firms Directive and Investment Firms Regulation (IFD/IFR) will become applicable f...
Consultant
Patricia Taylor
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Article and Insights
Asset Management & Investment Funds Update – Sep 21
Welcome to the September edition of our Asset Management & Investment Funds Update.
Consultant
Patricia Taylor
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Article and Insights
Asset Management & Investment Funds Update – June 2022
Welcome to the June 2022 edition of our Asset Management & Investment Funds Update
Consultant
Patricia Taylor
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Article and Insights
Asset Management & Investment Funds Update – May 2022
Welcome to the May 2022 edition of our Asset Management & Investment Funds Update
Consultant
Patricia Taylor
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Article and Insights
Legal News – March 2022
Here is a selection of our recent publications on subjects that may affect you or your business.
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MFID Firms’ Use of Tied Agents Circumventing EU Market Access Rules
ESMA issues expectations for MiFID firms' use of tied agents in light of post-Brexit 'circumventi...
Consultant
Patricia Taylor
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Article and Insights
The New EU Regulatory Regime on Crowdfunding – Jan 21
Read our briefing on the new European regulatory regime on crowdfunding.
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The New EU Regulatory Regime on Crowdfunding
Read our briefing on the new European regulatory regime on crowdfunding.
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Article and Insights
Asset Management & Investment Funds Update – Dec 21
Welcome to the December 2021 edition of our Asset Management & Investment Funds Update
Consultant
Patricia Taylor
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ESMA Recommends UCITS Managers & AIFMS in-scope for MiFID Requirements
ESMA has recommended that the European Commission extend the scope of ESMA's (and national regula...
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Article and Insights
No-deal Brexit ready? A Q&A for Irish Investment Funds
A 'ready-reckoner' to help funds and their managers conduct a health-check of existing arrangemen...
