Search Knowledge
Home Knowledge Fin Reg

Tag: Fin Reg

9 news articles found
Array
(
    [0] => WP_Term Object
        (
            [term_id] => 49
            [name] => Article and Insights
            [slug] => articlesinsights
            [term_group] => 0
            [term_taxonomy_id] => 49
            [taxonomy] => category
            [description] => 
            [parent] => 0
            [count] => 5041
            [filter] => raw
            [cat_ID] => 49
            [category_count] => 5041
            [category_description] => 
            [cat_name] => Article and Insights
            [category_nicename] => articlesinsights
            [category_parent] => 0
        )

)
Article and Insights

Virtual Asset Service Providers’ AML/CFT Frameworks: Central Bank Observations on VASP Applications for Registration

On 11 July 2022, the Central Bank issued a bulletin to virtual asset service providers (VASPs) ou...

Shane Kelleher
Partner
Shane Kelleher
Array
(
    [0] => WP_Term Object
        (
            [term_id] => 49
            [name] => Article and Insights
            [slug] => articlesinsights
            [term_group] => 0
            [term_taxonomy_id] => 49
            [taxonomy] => category
            [description] => 
            [parent] => 0
            [count] => 5041
            [filter] => raw
            [cat_ID] => 49
            [category_count] => 5041
            [category_description] => 
            [cat_name] => Article and Insights
            [category_nicename] => articlesinsights
            [category_parent] => 0
        )

)
Article and Insights

Sustainable Finance Update: An Overview of the Latest Legal Developments in Sustainable Finance

Sustainable finance is continuing to dominate agendas in the financial services industry with an ...

Array
(
    [0] => WP_Term Object
        (
            [term_id] => 49
            [name] => Article and Insights
            [slug] => articlesinsights
            [term_group] => 0
            [term_taxonomy_id] => 49
            [taxonomy] => category
            [description] => 
            [parent] => 0
            [count] => 5041
            [filter] => raw
            [cat_ID] => 49
            [category_count] => 5041
            [category_description] => 
            [cat_name] => Article and Insights
            [category_nicename] => articlesinsights
            [category_parent] => 0
        )

)
Article and Insights

Investment Firms: CBI Consultation on Competent Authority Discretions in the IFD/IFR

The Investment Firms Directive and Investment Firms Regulation (IFD/IFR) will become applicable f...

Patricia Taylor
Consultant
Patricia Taylor
Array
(
    [0] => WP_Term Object
        (
            [term_id] => 49
            [name] => Article and Insights
            [slug] => articlesinsights
            [term_group] => 0
            [term_taxonomy_id] => 49
            [taxonomy] => category
            [description] => 
            [parent] => 0
            [count] => 5041
            [filter] => raw
            [cat_ID] => 49
            [category_count] => 5041
            [category_description] => 
            [cat_name] => Article and Insights
            [category_nicename] => articlesinsights
            [category_parent] => 0
        )

)
Article and Insights

MFID Firms’ Use of Tied Agents Circumventing EU Market Access Rules

ESMA issues expectations for MiFID firms' use of tied agents in light of post-Brexit 'circumventi...

Patricia Taylor
Consultant
Patricia Taylor
Array
(
    [0] => WP_Term Object
        (
            [term_id] => 49
            [name] => Article and Insights
            [slug] => articlesinsights
            [term_group] => 0
            [term_taxonomy_id] => 49
            [taxonomy] => category
            [description] => 
            [parent] => 0
            [count] => 5041
            [filter] => raw
            [cat_ID] => 49
            [category_count] => 5041
            [category_description] => 
            [cat_name] => Article and Insights
            [category_nicename] => articlesinsights
            [category_parent] => 0
        )

)
Article and Insights

The New EU Regulatory Regime on Crowdfunding – Jan 21

Read our briefing on the new European regulatory regime on crowdfunding.

Shane Kelleher
Partner
Shane Kelleher
Array
(
    [0] => WP_Term Object
        (
            [term_id] => 49
            [name] => Article and Insights
            [slug] => articlesinsights
            [term_group] => 0
            [term_taxonomy_id] => 49
            [taxonomy] => category
            [description] => 
            [parent] => 0
            [count] => 5041
            [filter] => raw
            [cat_ID] => 49
            [category_count] => 5041
            [category_description] => 
            [cat_name] => Article and Insights
            [category_nicename] => articlesinsights
            [category_parent] => 0
        )

)
Article and Insights

The New EU Regulatory Regime on Crowdfunding

Read our briefing on the new European regulatory regime on crowdfunding.

Shane Kelleher
Partner
Shane Kelleher
Array
(
    [0] => WP_Term Object
        (
            [term_id] => 49
            [name] => Article and Insights
            [slug] => articlesinsights
            [term_group] => 0
            [term_taxonomy_id] => 49
            [taxonomy] => category
            [description] => 
            [parent] => 0
            [count] => 5041
            [filter] => raw
            [cat_ID] => 49
            [category_count] => 5041
            [category_description] => 
            [cat_name] => Article and Insights
            [category_nicename] => articlesinsights
            [category_parent] => 0
        )

)
Article and Insights

Operational Resilience: regulatory guidance published for financial services sector

The Guidelines set out a recommended approach for ensuring operational resilience through the man...

Shane Kelleher
Partner
Shane Kelleher
Array
(
    [0] => WP_Term Object
        (
            [term_id] => 49
            [name] => Article and Insights
            [slug] => articlesinsights
            [term_group] => 0
            [term_taxonomy_id] => 49
            [taxonomy] => category
            [description] => 
            [parent] => 0
            [count] => 5041
            [filter] => raw
            [cat_ID] => 49
            [category_count] => 5041
            [category_description] => 
            [cat_name] => Article and Insights
            [category_nicename] => articlesinsights
            [category_parent] => 0
        )

)
Article and Insights

Virtual Asset Service Providers Become Subject to Registration Requirements and AML/CTF Obligations

On 23 April 2021, provisions of the Fifth Anti-Money Laundering Directive (5AMLD) were transposed...

Shane Kelleher
Partner
Shane Kelleher
Array
(
    [0] => WP_Term Object
        (
            [term_id] => 49
            [name] => Article and Insights
            [slug] => articlesinsights
            [term_group] => 0
            [term_taxonomy_id] => 49
            [taxonomy] => category
            [description] => 
            [parent] => 0
            [count] => 5041
            [filter] => raw
            [cat_ID] => 49
            [category_count] => 5041
            [category_description] => 
            [cat_name] => Article and Insights
            [category_nicename] => articlesinsights
            [category_parent] => 0
        )

)
Article and Insights

EU Solution To LIBOR Cessation & Non-EU FX Spot Rate Access

The EU has proposed amendments to the Benchmarks Regulation to address issues arising from the co...

Sergey Dolomanov
Partner
Sergey Dolomanov